| Job Title |
Securities Trader |
| Job Description |
Purchases And Sells Securities For Brokerage Firm: Receives
Sales Order Ticket From Registered Representative (financial)
250.257-018, And Inspects Form To Ensure Accuracy Of
Information. Contacts Market Maker (securities Exchange Or
Brokerage Firm That Is Trading Requested Securities) To Execute
Client Orders For Purchase Or Sale Of Securities, Or Completes
Transaction Independently If Brokerage Firm Is Market Maker In
Requested Securities. Writes And Signs Sales Order Confirmation
Forms To Record And Approve Securities Transactions. Reviews All
Securities Transactions To Ensure That Trades Conform To
Regulations Of Securities And Exchange Commission, National
Association Of Securities Dealers, And Other Government
Agencies. Must Pass State Examination To Receive License And
Become Registered To Trade Securities. May Prepare Financial
Reports To Monitor Corporate Finances. May Have Management Or
Supervisory Responsibility For Department Employees. May Provide
Clients With Information On Investments, And Sell Securities And
Other Financial Services [registered Representative
(financial)].
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