| Job Title |
Registered Representative |
| Job Description |
Sells Financial Products And Services To Clients For
Investment Purposes, Applying Knowledge Of Securities,
Investment Plans, Market Conditions, Regulations, And Financial
Situation Of Clients: Identifies Potential Clients, Using
Advertising Campaigns, Mailing Lists, And Personal Contacts.
Solicits Business From Potential Clients. Interviews Clients To
Determine Financial Position, Resources, Assets Available To
Invest, And Financial Goals. Provides Clients With Information
And Advice On Purchase Or Sale Of Securities, Financial
Services, And Investment Plans, Based On Review Of Professional
Publications And Other Financial Literature, And Knowledge Of
Securities Market And Financial Services Industry. Completes
Sales Order Tickets And Submits Completed Tickets To Support
Personnel For Processing Of Client Requested Transaction. Must
Pass State Examination To Receive License And Become Registered
To Sell Securities. May Read Status Reports And Perform
Calculations To Monitor Client Accounts And Verify Transactions.
May Work For Firm That Offers Discounted Brokerage Fees And Does
Not Offer Advice To Clients. May Develop And Implement Financial
Plans, And Sell Insurance, Real Estate, Or Securities [financial
Planner (profess. & Kin.) 250.257-014].
|
